The Financial Industry Regulatory Authority ordered 12 firms to pay restitution totaling more than $4 million and fines totaling more than $2.6 million for failing to apply available sales charge discounts to customers' purchases of Unit Investment Trusts (uits), and related supervisory failures. For more info visit https://www.finra.org/media-center/news-releases/2015/finra-sanctions-12-firms-67-million-failing-apply-sales-charge